Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Zander is a financial professional with over 6 years of experience in the financial services industry. Katherine is currently registered with Nylife Distributors LLC and holds the Series 7, Series 99, Series 24, and SIE licenses. Katherine has a strong understanding of the financial markets and is committed to providing her clients with personalized financial advice. Katherine has a proven track record of success in helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
04/07/2020 - Present
Nylife Distributors LLC (LEAWOOD KS)
CA
01/03/2017 - 04/15/2020
NYLIFE SECURITIES LLC (FRESNO CA)
BC
Issued 07/03/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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