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Katherine Nicole Venne

ADP Broker-Dealer, Inc.

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About Katherine Nicole Venne

Katherine Venne is a financial advisor with ADP Broker-Dealer, Inc. with over 13 years of experience in the financial services industry. Katherine has held positions with various firms including Empower Financial Services, Inc., OneAmerica Securities, Inc., Cambridge Investment Research, Inc., and MML Investors Services, LLC. Katherine holds the Series 6, 7, 24, 53, and 66 licenses. Katherine's career has spanned the states of MA, IN, OR, CT, and NJ. Katherine holds registrations in 15 states.

Firm Information

Katherine Venne is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Venne’s Registration & Firm History

NJ

09/26/2023 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

MA

10/17/2018 - 03/14/2023

EMPOWER FINANCIAL SERVICES, INC. (Easthampton MA)

IN

12/07/2015 - 05/16/2017

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

OR

12/05/2014 - 05/13/2015

CAMBRIDGE INVESTMENT RESEARCH, INC. (PORTLAND OR)

MA

01/17/2013 - 02/06/2014

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

CT

05/20/2008 - 02/25/2011

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

CT

01/01/2005 - 05/03/2008

MML INVESTORS SERVICES, INC. (ENFIELD CT)

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Licenses & Designations

BOTH

Issued 01/03/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/21/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/18/2006

Series 24 - General Securities Principal Examination

BC

Issued 05/16/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/29/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Nicole Venne.
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