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Katherine Nicole Phillips

Ellevest

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About Katherine Nicole Phillips

Katherine Phillips is a financial advisor with Ellevest. Katherine has experience in the financial services industry, having worked at both Berthel Fisher & Company Financial Services, Inc. and Russell Reeves Capital. Katherine also has several certifications, including the Certified Financial Planner designation. Katherine is registered with the state of California and is an Investment Advisor Representative for Ellevest.

Firm Information

Katherine Phillips is currently registered with Ellevest. Ellevest is a registered investment advisor that provides financial planning and portfolio management services to individuals, high-net-worth individuals, corporations, and charitable organizations. The firm also offers educational seminars and a wrap fee program. Ellevest has approximately $2.11 billion in regulatory assets under management and 89,871 total client accounts.

$2.11B

Assets Under Management

3,000

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Financial planning workshops; 1:1 consulting

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Katherine Phillips’s Registration & Firm History

CA

06/23/2023 - Present

Ellevest (SAN FRANCISCO CA)

CA

02/14/2018 - 05/14/2018

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 03/09/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/14/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Katherine Nicole Phillips.
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