Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Newton is a financial advisor with over 30 years of experience in the industry. Katherine is a Certified Financial Planner™ and a Chartered Financial Consultant. Katherine currently works at Wealth Enhancement Advisory Services, LLC. Katherine previously worked for Cetera Advisor Networks LLC, 1st Global Capital Corp., First Union Securities, Inc., Raymond James Financial Services, Inc., Integrated Resources Equity Corporation and J.C. Bradford & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
12/01/2021 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
NC
08/28/2001 - 12/03/2021
CETERA ADVISOR NETWORKS LLC (HICKORY NC)
TX
06/22/2001 - 09/22/2001
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MO
11/24/2000 - 02/20/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
FL
11/03/1989 - 02/22/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NA
12/12/1985 - 11/14/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
12/24/1981 - 08/31/1984
J.C. BRADFORD & CO.
BC
Issued 01/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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