Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Nance Dietz is a financial advisor registered with LPL Financial LLC. Katherine has been in the industry since May 2002 and has been with LPL Financial LLC since July 2021. Katherine is registered in 29 states and the District of Columbia for securities, and in 18 states for investment advisory services. Katherine has earned the Series 6, Series 7, and SIE licenses, and has a designation as a Chartered Financial Consultant. Katherine has a background in a variety of financial services sectors, including Insurance, and Farm Bureau financial services, along with experience as a financial advisor at Waddell & Reed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
07/21/2021 - Present
LPL Financial LLC (BILLINGS MT)
MT
12/04/2017 - 07/21/2021
WADDELL & REED (BILLINGS MT)
MT
12/07/2012 - 12/07/2017
FBL MARKETING SERVICES, LLC (BILLINGS MT)
MT
05/21/2002 - 12/05/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BILLINGS MT)
BC
Issued 05/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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