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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Ullucci is a registered investment advisor representative with Allspring Funds Management, LLC. Katherine has been in the industry for over 11 years, with experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Funds Management, LLC. Katherine holds FINRA Series 7, 24, 63, and 65 securities licenses. Katherine is registered to provide investment advisory services in 52 states and the District of Columbia. Allspring Funds Management, LLC is a registered investment adviser with the SEC and provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
01/30/2017 - Present
Allspring Funds Management, LLC (Boston MA)
MA
04/15/2011 - 04/17/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
IA
Issued 10/12/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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