Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Mustain is a registered representative with Northwestern Mutual Investment Services, LLC. Katherine has been in the securities industry since September 23, 2018, and is registered in Missouri. Katherine holds a Series 6, Series 63 and SIE license. Katherine's office is located at 622 Emerson Rd Ste 400, Saint Louis, MO 63141.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
09/24/2018 - Present
Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)
BC
Issued 05/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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