Unclaimed
Katherine McCarthy is a financial advisor with Robinhood Financial, LLC, having joined them on 3/22/2024. Katherine has been in the industry since 1/21/2021, and is registered with FINRA and is licensed in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/22/2024 - Present
Robinhood Financial, LLC (Denver CO)
CO
01/21/2021 - 05/09/2022
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BC
Issued 01/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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