Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Mary Siino is a financial professional with over 30 years of experience in the financial services industry. Katherine is currently registered with Saybrus Equity Services, LLC in Connecticut. Prior to that, Katherine was registered with 1851 Securities, Inc. in Connecticut, MetLife Securities, Inc. in Massachusetts, New England Securities in New York, Walnut Street Securities, Inc. in California, Tower Square Securities, Inc. in California, MetLife Investors Distribution Company in New York, Phoenix Equity Planning Corporation in Connecticut, WS Griffith Securities, Inc. in Connecticut, PhoenixLink Investments Inc. in Connecticut and Phoenix Equity Planning Corporation in Connecticut. Katherine has a broad range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/02/2016 - Present
Saybrus Equity Services, LLC (HARTFORD CT)
CT
08/09/2018 - 09/09/2021
1851 SECURITIES, INC (HARTFORD CT)
MA
01/31/2012 - 06/10/2016
METLIFE SECURITIES, INC (SPRINGFIELD MA)
NY
01/31/2012 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
12/08/2006 - 09/06/2013
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
01/15/2004 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
01/31/2012 - 03/28/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CT
04/11/2002 - 01/13/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
08/30/1993 - 01/13/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
06/02/2000 - 07/10/2002
PHOENIXLINK INVESTMENTS INC. (EAST HARTFORD CT)
CT
05/14/1987 - 08/30/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 05/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/20/2004
Series 4 - Registered Options Principal Examination
BC
Issued 08/23/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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