Unclaimed
Katherine Josiah is a financial professional with experience in the securities industry. Katherine has passed the Series 7, Series 63, Series 79 and SIE exams. Katherine is currently registered with KKR Capital Markets LLC and is licensed to sell securities in all 50 states and the District of Columbia. Previously, Katherine was registered with Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/19/2024 - Present
KKR Capital Markets LLC (New York NY)
NY
11/19/2021 - 12/12/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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