Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Ernsting is a financial advisor with Northwestern Mutual Investment Services, LLC. Katherine is a registered representative and investment advisor representative. Katherine has experience in the financial services industry since 2016. Katherine has passed the Series 6, Series 63, and Series 65 exams. Katherine is also a court-appointed plenary guardian for a developmentally disabled individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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MI
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (ANN ARBOR MI)
MI
03/26/2021 - 12/15/2021
W&S BROKERAGE SERVICES, INC. (LIVONIA MI)
MI
04/16/2020 - 03/22/2021
BANKERS LIFE SECURITIES, INC. (ANN ARBOR MI)
MI
01/31/2019 - 02/20/2020
MML INVESTORS SERVICES, LLC (ANN ARBOR MI)
MI
12/16/2016 - 12/05/2018
PRUCO SECURITIES, LLC. (TROY MI)
IA
Issued 09/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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