Unclaimed
Katherine Del Corso-Chase is a financial advisor with Capfinancial Securities, LLC. Katherine has been in the industry since 2002 and holds the Series 6 and SIE licenses. Katherine’s previous experience includes working at Diversified Investors Securities Corp. and Transamerica Securities Sales Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/20/2003 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NY
02/01/2003 - 09/04/2003
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
CA
01/21/2002 - 02/01/2003
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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