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Katherine Mary Breiding

Emerson Equity LLC

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About Katherine Mary Breiding

Katherine Breiding is a financial advisor with over 3 years of experience in the industry. Katherine currently works at Emerson Equity LLC, an investment advisory firm based in San Mateo, California. Previously, Katherine worked for Goldman Sachs & Co. LLC in New York. Katherine is a registered representative and investment advisor representative with a Series 7TO, Series 63 and SIE license. Katherine provides financial planning and portfolio management services to both individuals and businesses. Katherine's areas of expertise include life insurance, dedicated funds, private funds, and insurance dedicated funds. Katherine is committed to helping her clients achieve their financial goals.

Firm Information

Katherine Breiding is currently registered with Emerson Equity LLC. Emerson Equity LLC is a California-based limited liability company formed in 2003 that provides investment advisory services. With over 200 registered representatives and 70+ investment advisor representatives, the firm manages approximately $176 million in regulatory assets for a range of clients, including individuals, pension plans, and other investment advisors. Their services include financial planning, educational seminars, portfolio management, and selection of other advisors. Emerson Equity focuses on providing comprehensive investment advice to individuals and institutions and specializes in the management of private placement life insurance and insurance dedicated funds. They are registered with the SEC and in all 50 states.
Emerson Equity LLC

155 BOVET ROAD, SUITE 725

SAN MATEO, CA 94402

$176.17M

Assets Under Management

39

Total Clients

165

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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management of private placement life insurance / insurance dedicated funds (single investor private funds)

Management of private placement life insurance / insurance dedicated funds (single investor private funds)

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Katherine Breiding’s Registration & Firm History

CA

06/07/2021 - Present

Emerson Equity LLC (Sausalito CA)

NY

11/01/2019 - 06/24/2021

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/21/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/07/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Mary Breiding.
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