Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Weston is a financial professional with over two years of experience in the financial industry. Katherine is currently registered with Pimco Investments LLC, a firm that is not currently registered with the Securities and Exchange Commission (SEC) as an investment advisor. Katherine's primary registration is with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states, as well as the District of Columbia and Puerto Rico. Katherine previously worked for WELLS FARGO SECURITIES, LLC. Katherine has passed the following securities exams: Series 63, Series 7, Series 24, Series 57, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/29/2019 - Present
Pimco Investments LLC (Austin TX)
NY
06/27/2017 - 07/02/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 07/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2017
Series 57 - Securities Trader Exam
BC
Issued 06/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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