linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Katherine Maroon Cowan

FEF Distributors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Katherine? Claim Your Profile

About Katherine Maroon Cowan

Katherine Cowan is a financial advisor who has been in the industry since 2008. Katherine is currently registered with FEF Distributors, LLC. Katherine has previously held positions at Guggenheim Funds Distributors, LLC, Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, RBS Securities Inc. and RBS Securities Corporation. Katherine holds the Series 3, 7, 24, 63 and 66 securities licenses as well as the SIE exam. Katherine is licensed to provide financial advice in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

Katherine Cowan is currently registered with FEF Distributors, LLC. FEF Distributors, LLC is a Limited Liability Company formed in January 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Katherine Cowan’s Registration & Firm History

FL

11/09/2023 - Present

FEF Distributors, LLC (Miami FL)

CA

04/15/2015 - 11/10/2023

GUGGENHEIM FUNDS DISTRIBUTORS, LLC (Santa Monica CA)

CA

05/09/2013 - 04/20/2015

GUGGENHEIM SECURITIES, LLC (SANTA MONICA CA)

NY

11/01/2010 - 04/01/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/11/2010 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CT

12/12/2008 - 12/14/2009

RBS SECURITIES INC. (STAMFORD CT)

NY

01/08/2008 - 12/12/2008

RBS SECURITIES CORPORATION (NEW YORK NY)

Not sure if Katherine Maroon Cowan is right for you?

Licenses & Designations

BOTH

Issued 08/26/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/08/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/11/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/2013

Series 3 - National Commodity Futures Examination

BC

Issued 01/07/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Maroon Cowan.
Not sure if Katherine Maroon Cowan is right for you?