Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Marlow Hattier is an investment advisor representative at Ameriprise Financial Services, LLC. Katherine has been in the financial services industry since November 26, 2003. Katherine holds Series 7, Series 63 and Series 65 licenses. Katherine has experience in portfolio management, financial planning and pension consulting. Katherine works with a range of clients including individuals, trusts, estates, high-net-worth individuals, corporations, charitable organizations and pension plans. Katherine's current registration states are Alabama, California, Colorado, Florida, Illinois, Kentucky, Louisiana, Maryland, Massachusetts, Mississippi, Montana, North Carolina, South Carolina, Tennessee, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
02/04/2021 - Present
Ameriprise Financial Services, LLC (NEW ORLEANS LA)
LA
12/15/2009 - 09/28/2020
WELLS FARGO CLEARING SERVICES, LLC (NEW ORLEANS LA)
LA
06/01/2009 - 12/19/2009
MORGAN STANLEY SMITH BARNEY (NEW ORLEANS LA)
LA
03/29/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW ORLEANS LA)
MO
11/20/2003 - 03/21/2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
IA
Issued 03/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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