Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Williams is a financial advisor at LPL Financial LLC. Katherine has been in the financial services industry since 2000. Katherine's experience includes working at several firms, including ING Financial Partners, Inc., Princor Financial Services Corporation, Planners Financial Services, Inc., Stifel, Nicolaus & Company, Incorporated, and Miller Johnson Steichen Kinnard, Inc. Katherine holds the Series 6, 7, 63, and 65 licenses. Katherine offers a range of services to individuals and businesses, including financial planning, portfolio management, and consulting. Katherine is a member of the National Association of Personal Financial Advisors (NAPFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/17/2018 - Present
LPL Financial LLC (WAYZATA MN)
MN
06/01/2010 - 02/24/2011
ING FINANCIAL PARTNERS, INC. (ST PAUL MN)
MN
08/05/2008 - 06/03/2010
PRINCOR FINANCIAL SERVICES CORPORATION (SAINT PAUL MN)
MN
02/06/2007 - 07/31/2008
PLANNERS FINANCIAL SERVICES, INC. (WAYZATA MN)
MN
12/06/2006 - 02/14/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MINNEAPOLIS MN)
MN
08/26/2005 - 12/06/2006
MILLER JOHNSON STEICHEN KINNARD, INC. (WAYZATA MN)
CO
06/20/2000 - 09/13/2005
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
Issued 06/26/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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