Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Shalbrack is a financial advisor at Robert W. Baird & Co. Inc. with over 39 years of experience in the financial services industry. Katherine has a wide range of experience with various client types, including individuals, corporations, and institutional clients. Katherine is licensed to sell securities in numerous states across the country, and holds Series 7 and 63 licenses as well as the Securities Industry Essentials (SIE) exam. Katherine specializes in providing investment advisory services, financial planning, and portfolio management to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
07/13/1993 - Present
Robert W. Baird & Co. Inc. (Racine WI)
NA
04/17/1989 - 02/20/1992
DAIN BOSWORTH INCORPORATED
NA
07/14/1987 - 04/25/1989
BLUNT ELLIS & LOEWI INCORPORATED
NA
06/15/1983 - 07/27/1987
THE MILWAUKEE COMPANY
NA
03/23/1983 - 05/20/1983
DEAN WITTER REYNOLDS INC.
BC
Issued 04/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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