linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Katherine Marie Pierce

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Katherine? Claim Your Profile

About Katherine Marie Pierce

Katherine Marie Pierce is a financial advisor at Northwestern Mutual Investment Services, LLC. Katherine has been working in the financial industry since December 1991 and has experience with a variety of financial products and services. Katherine holds licenses in several states and has experience in both brokerage and investment advisory roles. Katherine is committed to providing clients with personalized financial advice and guidance.

Firm Information

Katherine Pierce is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Katherine Pierce’s Registration & Firm History

FL

07/08/2022 - Present

Northwestern Mutual Investment Services, LLC (TAMPA FL)

FL

08/10/2007 - 06/09/2021

LPL FINANCIAL LLC (TAMPA FL)

FL

05/13/1996 - 08/16/2007

A. G. EDWARDS & SONS, INC. (TAMPA FL)

CO

03/07/1996 - 05/07/1996

SCHNEIDER SECURITIES, INC. (DENVER CO)

CO

01/25/1993 - 03/12/1996

COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)

CO

04/22/1992 - 01/25/1993

KOBER FINANCIAL CORP. (ENGLEWOOD CO)

NJ

07/18/1989 - 12/12/1990

NETWORK 1 FINANCIAL SECURITIES INC. (RED BANK NJ)

Not sure if Katherine Marie Pierce is right for you?

Licenses & Designations

IA

Issued 01/12/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/11/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Marie Pierce.
Not sure if Katherine Marie Pierce is right for you?