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Katherine Marie Hooper

U.s. Bancorp Investments, Inc.

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About Katherine Marie Hooper

Katherine Hooper is a registered representative with U.S. Bancorp Investments, Inc. Katherine has been in the securities industry since 2016. Katherine's experience includes time at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America, N.A.. Katherine holds the following securities registrations: Series 66, Series 7, Series 24 and SIE. Katherine is registered with the state of California. Katherine is a financial advisor and has experience providing financial planning, portfolio management and selecting other advisors for clients.

Firm Information

Katherine Hooper is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Katherine Hooper’s Registration & Firm History

CA

09/29/2023 - Present

U.s. Bancorp Investments, Inc. (Newport Beach CA)

IL

03/15/2016 - 12/22/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)

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Licenses & Designations

BOTH

Issued 03/30/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/12/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Katherine Marie Hooper. Review regulatory record here.
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