Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Marie Griffin is a financial advisor at LPL Financial LLC. Katherine has been working in the financial services industry for over 20 years. She holds a Series 7, Series 24, and Series 66 license. She is registered in 16 states. Katherine has experience working with a variety of clients, including individuals, families, and businesses. She is committed to providing her clients with personalized financial advice and guidance. Before joining LPL Financial LLC, Katherine worked for WADDELL & REED, Amerprise Financial Services, Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NH
11/02/2021 - Present
LPL Financial LLC (PORTSMOUTH NH)
NH
03/25/2021 - 07/21/2021
WADDELL & REED (Portsmouth NH)
NH
12/02/2015 - 02/23/2021
AMERIPRISE FINANCIAL SERVICES, LLC (NASHUA NH)
NH
06/17/2013 - 10/28/2015
WADDELL & REED (PORTSMOUTH NH)
NH
07/25/2003 - 05/17/2013
AMERIPRISE FINANCIAL SERVICES, INC. (NASHUA NH)
MN
07/25/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
PA
03/23/1999 - 11/21/2001
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
BOTH
Issued 05/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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