Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Espinosa is a financial advisor with over 4 years of experience in the financial services industry. Katherine is a CERTIFIED FINANCIAL PLANNER™ professional and holds a Series 7, Series 66, and SIE license. Katherine is currently registered with Missionsquare Retirement in Washington, DC and California. Katherine's previous experience includes working with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Irvine, California, where Katherine focused on providing financial planning and investment management services to individual and institutional clients. Katherine is committed to helping clients achieve their financial goals and building long-term relationships.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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DC
06/01/2022 - Present
Missionsquare Retirement (WASHINGTON DC)
CA
09/24/2018 - 04/25/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IRVINE CA)
BOTH
Issued 01/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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