Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Bullymont is a financial advisor at Mizuho Securities USA LLC located in New York, NY. Katherine has been in the financial services industry since 2001. Katherine has passed the Series 7, Series 63 and SIE exams. Katherine's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., Lehman Brothers Inc., UBS Warburg LLC and Prime Capital Services, Inc.. Katherine is registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/04/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/01/2010 - 06/10/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/01/2005 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
MA
04/22/2005 - 06/01/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/09/2002 - 04/25/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/06/2001 - 08/22/2002
UBS WARBURG LLC (NEW YORK NY)
NY
01/31/2001 - 06/22/2001
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
BC
Issued 04/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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