Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Margare Erhardt is a registered representative with Dash Financial Technologies LLC in Chicago, IL. Katherine has been in the securities industry since January 31, 2005. Katherine is also registered with the following firms: CONVERGEX EXECUTION SOLUTIONS LLC, LIQUIDPOINT, LLC, AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., and KNIGHT EXECUTION PARTNERS LLC. Katherine has passed the Series 7, Series 57TO, and Series 63 exams and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/01/2017 - Present
Dash Financial Technologies LLC (Chicago IL)
IL
12/01/2014 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (Chicago IL)
IL
09/03/2008 - 12/01/2014
LIQUIDPOINT, LLC (CHICAGO IL)
SC
01/30/2008 - 07/01/2008
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (MT. PLEASANT SC)
NY
12/09/2004 - 07/01/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
11/29/2004 - 12/09/2004
KNIGHT EXECUTION PARTNERS LLC (CHICAGO IL)
BC
Issued 07/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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