Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Ruetz is a financial advisor who has been in the industry since June 2021. Katherine is currently registered with Northern Trust Securities, Inc. and has worked with J.P. MORGAN SECURITIES LLC in the past. Katherine is registered in 51 states and holds the Series 7, 63, and 66 licenses. Katherine has experience working with individuals, high-net-worth individuals, corporations, partnerships, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
11/15/2022 - Present
Northern Trust Securities, Inc. (Chicago IL)
IL
06/17/2021 - 10/15/2022
J.P. MORGAN SECURITIES LLC (Chicago IL)
BOTH
Issued 11/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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