Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Neumer has been in the financial services industry since July 2008. Katherine is currently registered with J. Wood Capital Advisors LLC in Santa Rosa, CA. Katherine holds a Series 79 license for Investment Banking and a Series 66 license for Uniform Combined State Law Examination. Previously, Katherine worked for J.P. Morgan Securities LLC in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/01/2014 - Present
J. Wood Capital Advisors LLC (Santa Rosa CA)
CA
02/12/2008 - 02/08/2014
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BOTH
Issued 04/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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