Unclaimed
Katherine McManus is a registered representative at FTP Securities LLC. Katherine has passed the Series 63, Series 79TO and SIE exams and is licensed in New York. She is registered with FINRA and has been in the industry since 2024. FTP Securities LLC is a registered broker-dealer that is not currently registered as an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/12/2024 - Present
FTP Securities LLC (NEW YORK NY)
BC
Issued 06/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/07/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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