Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Hennessy is a financial advisor with American Enterprise Investment Services Inc. Katherine has been in the financial services industry since April 27, 2006. Katherine is registered with FINRA and the state of Minnesota. Katherine holds the Series 63, Series 7, and SIE licenses. Katherine's office is located in Minneapolis, MN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
02/03/2010 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
04/28/2006 - 02/03/2010
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 05/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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