Unclaimed
Katherine Bellows is a financial professional with over 6 years of experience in the industry. She is currently registered with Cascadia Capital, LLC in Seattle, Washington. Previously, Katherine worked at BOFA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Katherine holds the Series 7, Series 63 and SIE licenses and is registered in Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
04/15/2020 - Present
Cascadia Capital, LLC (SEATTLE WA)
WA
05/10/2019 - 03/26/2020
BOFA SECURITIES, INC. (SEATTLE WA)
WA
12/01/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
BC
Issued 02/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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