Unclaimed
Katherine Templeton is a financial advisor with Ares Management Capital Markets LLC. Katherine has been in the industry since October 19, 2020. She has a Series 63, Series 7TO, and SIE license. Katherine is currently registered in 53 states and the District of Columbia. Katherine is also affiliated with Ares Wealth Management Solutions, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/17/2024 - Present
Ares Management Capital Markets LLC (Denver CO)
BC
Issued 11/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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