Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Perry has been a registered representative for over eight years. Katherine is currently employed by Fidelity Brokerage Services LLC, where Katherine is a registered representative. Katherine has successfully passed the Series 63, Series 7, Series 9, and Series 10 exams. Katherine is registered with the states of Massachusetts, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/09/2015 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 03/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/31/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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