Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Kumro is a financial advisor with over 35 years of experience in the industry. Katherine currently works at Purshe Kaplan Sterling Investments and is registered to provide investment advice in California. Katherine has held previous positions with ARKADIOS CAPITAL, INVESTMENT ARCHITECTS, INC., FINANCIAL TELESIS INC, LINSCO/PRIVATE LEDGER CORP. and LINSCO FINANCIAL GROUP, INC. Katherine has passed the Series 63, Series 24, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/03/2024 - Present
Purshe Kaplan Sterling Investments (Danville CA)
CA
01/03/2022 - 07/05/2024
ARKADIOS CAPITAL (Danville CA)
CA
09/19/1996 - 01/03/2022
INVESTMENT ARCHITECTS, INC. (ALAMO CA)
CA
08/21/1995 - 09/12/1996
FINANCIAL TELESIS INC (SAN RAFAEL CA)
SC
12/16/1989 - 09/07/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
07/20/1988 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
BC
Issued 12/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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