Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Bray is a registered representative with ADP Broker-Dealer, Inc. Katherine has been in the securities industry since August 7, 2001. Katherine has been registered with ADP Broker-Dealer, Inc. since November 12, 2008. Katherine is licensed in 52 states. Katherine has passed the Series 6, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/12/2008 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
MA
02/01/2003 - 11/04/2008
DIVERSIFIED INVESTORS SECURITIES CORP. (MIDDLEFIELD MA)
CA
05/29/2002 - 02/01/2003
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
CT
07/05/2001 - 05/02/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 10/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Katherine Bray is the right advisor for you? Invested Better is here to help.
