Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Lindsay Smucinski is a financial professional with Thrivent Investment Management Inc., a well-established firm that manages a significant amount of assets for individuals, businesses, and institutions. Katherine has been in the financial industry since October 2021, and her expertise covers a range of areas, including investment company products, variable contracts, and securities industry essentials. Katherine is registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
08/06/2024 - Present
Thrivent Investment Management Inc. (Naperville IL)
IL
10/08/2021 - 08/05/2024
PURSHE KAPLAN STERLING INVESTMENTS (Naperville IL)
BC
Issued 11/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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