Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Lin is a registered representative with National Financial Services LLC. Katherine is licensed in 53 states and the District of Columbia. Katherine has been in the industry for over two years and has passed several industry exams, including Series 7, 63, 24, 57, and SIE. Katherine is dedicated to providing excellent customer service and building long-term relationships with her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/07/2024 - Present
National Financial Services LLC (NEW YORK CITY NY)
MA
01/06/2020 - 01/18/2022
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BC
Issued 05/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2024
Series 24 - General Securities Principal Examination
BC
Issued 06/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/06/2020
Series 57TO - Securities Trader Exam
BC
Issued 01/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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