Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Stewart is a financial advisor who has been in the industry since November 2010. Katherine holds the Series 7, Series 63 and Series 99TO licenses. Katherine is currently registered with Citizens JMP Securities, LLC in Charlotte, North Carolina. Katherine has previously worked at Citizens Capital Markets and Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
05/11/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
08/25/2010 - 02/15/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 09/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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