Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Chappell is a financial advisor who has been in the industry since 2002. She is currently registered with Ameriprise Financial Services, LLC. Katherine is licensed to provide securities and investment advisory services in 16 states, including California, Colorado, Florida, Hawaii, Idaho, Illinois, Michigan, Minnesota, New Jersey, New Mexico, Oregon, Texas, Virginia, and Washington. She holds Series 66, Series 7, and SIE licenses. Katherine has a strong background in providing asset allocation, financial planning, and portfolio management services. Katherine is also a board member for Chappell, where she serves as treasurer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/28/2006 - Present
Ameriprise Financial Services, LLC (REDWOOD CITY CA)
MN
02/27/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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