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Katherine Leann Stoner

Empower Financial Services, Inc.

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About Katherine Leann Stoner

Katherine Stoner is a financial professional with over 30 years of experience in the industry. Katherine is currently registered with Empower Financial Services, Inc. Katherine's previous experience includes roles with AIG Capital Services, Inc., VALIC Financial Advisors, Inc., American General Securities Incorporated, Calvert Distributors, Inc., and The Advisors Group, Inc. Katherine is licensed in several states, including Colorado, Kansas, Massachusetts, New Mexico, and Wisconsin. Katherine has passed the Series 63, Series 26, SIE, and Series 7 exams.

Firm Information

Katherine Stoner is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Stoner’s Registration & Firm History

CO

09/16/2016 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

TX

07/11/2011 - 07/20/2016

AIG CAPITAL SERVICES, INC. (HOUSTON TX)

TX

12/19/2005 - 06/28/2011

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

AZ

10/01/2001 - 12/31/2003

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

MD

03/06/1995 - 10/20/1999

CALVERT DISTRIBUTORS, INC. (BETHESDA MD)

MD

11/21/1984 - 04/18/1995

THE ADVISORS GROUP, INC. (BETHESDA MD)

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Licenses & Designations

BC

Issued 09/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Leann Stoner.
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