Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Leah Righi is a financial advisor with over 6 years of experience in the industry. Katherine is currently registered with Vanguard Marketing Corp. and is licensed to sell securities in Pennsylvania. Katherine has passed the Series 7, Series 63, and SIE exams. Katherine is an active member of the securities industry and committed to providing her clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/19/2018 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
08/02/2012 - 08/29/2014
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 11/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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