Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Landis Surles is a financial advisor who has been in the industry since December 2012. Katherine currently works for Credit Union Investment Services and is registered with the state of North Carolina. Katherine has several designations, including Certified Financial Planner, and holds licenses for Series 6, Series 63, and SIE exams. Katherine has experience in providing financial advisory services, trust services, and life insurance. Katherine specializes in Financial Planning, Portfolio Management for Individuals, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
01/28/2013 - Present
Credit Union Investment Services (Raleigh NC)
BC
Issued 01/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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