Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Carlson is a registered representative with Equitable Advisors, LLC, where Katherine has been employed since April 2018. Katherine's previous experience includes positions with MML Investors Services, LLC, MSI Financial Services, Inc., Metropolitan Life Insurance Company, and CitiStreet Equities LLC. Katherine has been in the securities industry since 1997. Katherine holds Series 63, 65, 7, and SIE licenses. Katherine is a member of the Northwood Historical Society where Katherine serves as President. Katherine is also registered to provide investment advisory services in Florida, Maine, and New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
04/16/2018 - Present
Equitable Advisors, LLC (NORTHWOOD NH)
NH
03/25/2017 - 04/16/2018
MML INVESTORS SERVICES, LLC (Dover NH)
NH
11/30/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Dover NH)
MA
11/30/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WESTBORO MA)
NJ
10/17/1997 - 12/31/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
IA
Issued 10/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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