Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Knutsen is a registered representative with UBS Financial Services Inc. and is a financial advisor with over 20 years of experience in the industry. Katherine holds Series 7, 9, 10, 63, and 66 licenses and is registered with the state of New Jersey as an Investment Advisor Representative. Katherine has prior experience with Goldman Capital Management, Inc. and is currently working with UBS Financial Services Inc. Katherine's primary office is located at 500 Campus Drive, 2nd Floor, Florham Park, NJ 07932. Katherine is able to provide financial planning services, portfolio management for individuals and businesses, and educational seminars. Katherine also provides investment advice to a wide range of client types, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
09/12/2023 - Present
UBS Financial Services Inc. (FLORHAM PARK NJ)
NY
06/05/1998 - 02/21/2014
GOLDMAN CAPITAL MANAGEMENT, INC. (NEW YORK NY)
BOTH
Issued 09/11/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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