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Katherine Kiersz

Vanguard Marketing Corp.

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About Katherine Kiersz

Katherine Kiersz is a registered representative associated with Vanguard Marketing Corp. Katherine's experience in the securities industry began in 2014. Katherine has passed the Series 6, 7 and 63 exams. The firm's office is located in Scottsdale, AZ.

Firm Information

Katherine Kiersz is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Kiersz’s Registration & Firm History

AZ

03/07/2023 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

IL

10/11/2014 - 08/15/2017

J.P. MORGAN SECURITIES LLC (Prospect Heights IL)

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Licenses & Designations

BC

Issued 10/22/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/25/2022

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Kiersz.
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