Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Johnson is a registered representative with Fidelity Brokerage Services LLC. Katherine has been in the securities industry since January 24, 2008. Katherine is licensed to sell securities in 53 states and the District of Columbia. Katherine holds the Series 7, Series 9, Series 10, Series 63, and SIE exams. Katherine is based in SALT LAKE CITY, UT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
01/25/2008 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/24/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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