Unclaimed
Katherine Jennifer Paras-swanson is a registered representative with Allstate Financial Services, LLC. Katherine has been in the financial services industry since January 6, 2007 and has worked at Allstate Financial Services, LLC since August 15, 2011. Katherine holds the Series 6, Series 63, and SIE licenses. Katherine is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/15/2011 - Present
Allstate Financial Services, LLC (SOUTH SAN FRANCISCO CA)
CA
01/02/2007 - 08/09/2011
ALLSTATE FINANCIAL SERVICES, LLC (SOUTH SAN FRANCISCO CA)
BC
Issued 10/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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