Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Cathcart is a financial advisor with Cetera Investment Advisers LLC. Katherine has over 29 years of experience in the financial industry. Katherine holds the Series 7, 24, 52, 53, 63 and 65 licenses. Katherine specializes in portfolio management, financial planning and pension consulting. Katherine is registered with the state of California and Florida. Katherine's experience includes working with firms such as First Allied Securities, Inc., Foreside Fund Services, LLC, Rafferty Capital Markets, LLC, Quasar Distributors, LLC, Managed Account Services, LLC, Jesup & Lamont Securities Corp, Advest, Inc., Gruntal & Co., L.L.C., and A. F. Best Securities, Inc.
Fort Lauderdale, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/25/2023 - Present
Cetera Investment Advisers LLC (Fort Lauderdale FL)
CA
07/14/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
ME
01/03/2022 - 06/23/2022
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NY
06/28/2018 - 01/03/2022
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
ME
08/21/2017 - 06/15/2018
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
FL
05/07/2010 - 08/04/2017
MANAGED ACCOUNT SERVICES, LLC (BOCA RATON FL)
FL
03/27/2006 - 05/12/2010
JESUP & LAMONT SECURITIES CORP (BOCA RATON FL)
CT
04/15/2002 - 03/06/2006
ADVEST, INC. (HARTFORD CT)
NY
04/19/1999 - 05/09/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
FL
12/08/1993 - 04/30/1999
A. F. BEST SECURITIES, INC. (CORAL SPRINGS FL)
IA
Issued 3/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/6/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 4/25/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/7/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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