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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Cathcart is an investment advisor representative with Cetera Investment Advisers LLC, a firm that provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and institutions. Katherine Cathcart has been in the financial services industry since 1993, working with a variety of firms, including First Allied Securities, Inc. and Foreside Fund Services, LLC. Katherine Cathcart holds a Series 7, 63, 65, 24, and 53 licenses and is registered in Florida and California. Katherine Cathcart is also a member of the Women in ETF committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/25/2023 - Present
Cetera Investment Advisers LLC (Fort Lauderdale FL)
CA
07/14/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
ME
01/03/2022 - 06/23/2022
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NY
06/28/2018 - 01/03/2022
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
ME
08/21/2017 - 06/15/2018
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
FL
05/07/2010 - 08/04/2017
MANAGED ACCOUNT SERVICES, LLC (BOCA RATON FL)
FL
03/27/2006 - 05/12/2010
JESUP & LAMONT SECURITIES CORP (BOCA RATON FL)
CT
04/15/2002 - 03/06/2006
ADVEST, INC. (HARTFORD CT)
NY
04/19/1999 - 05/09/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
FL
12/08/1993 - 04/30/1999
A. F. BEST SECURITIES, INC. (CORAL SPRINGS FL)
IA
Issued 03/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/25/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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