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Katherine Jean Borowski

Vanguard Marketing Corp.

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About Katherine Jean Borowski

Katherine Borowski is a financial professional with over 10 years of experience in the industry. Katherine is currently registered with Vanguard Marketing Corp. and is licensed in North Carolina and Pennsylvania. Katherine holds the Series 7, Series 63, and SIE licenses. Katherine is a dedicated financial advisor committed to helping her clients achieve their financial goals.

Firm Information

Katherine Borowski is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Borowski’s Registration & Firm History

NC

10/28/2013 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/06/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Jean Borowski.
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