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Katherine Jane Sayer

Nylife Securities LLC

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About Katherine Jane Sayer

Katherine Sayer is a financial professional with over 25 years of experience in the industry. Katherine holds Series 6 and 63 licenses and the SIE exam. Katherine is registered with Nylife Securities LLC in New York and New Jersey. Katherine has been with Nylife Securities LLC since 1997 and has been actively involved in providing financial advice to clients in the New York City area.

Firm Information

Katherine Sayer is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Sayer’s Registration & Firm History

NY

09/02/1997 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Jane Sayer.
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