Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Jane Reisfeld is a financial advisor at Raymond James Financial Services Advisors, Inc. Katherine has been in the financial services industry since 1997, providing a wide range of advisory services to her clients. Katherine has a strong background in both brokerage and investment advisory services and has expertise in financial planning, retirement planning, and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
11/09/2021 - Present
Raymond James Financial Services Advisors, Inc. (Rhinebeck NY)
NY
10/02/2008 - 03/12/2018
WELLS FARGO CLEARING SERVICES, LLC (RHINEBECK NY)
NY
04/02/2007 - 10/10/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
10/20/1997 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
IA
Issued 01/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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