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Katherine Horstmann Huebert

Nylife Securities LLC

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About Katherine Horstmann Huebert

Katherine Huebert is a financial professional with over 35 years of experience in the industry. Katherine is currently registered with Nylife Securities LLC. She has passed several industry exams including the Series 6, Series 22, and the Securities Industry Essentials Examination (SIE). Katherine is registered in California and has been actively providing financial services since 1986.

Firm Information

Katherine Huebert is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Huebert’s Registration & Firm History

CA

09/12/1986 - Present

Nylife Securities LLC (FRESNO CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/1989

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 09/11/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Horstmann Huebert.
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